Erik M. Johnson

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

La Jolla, CA 92037-4517

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CRD#: 5995814

Professional summary

Erik Martin Johnson is a registered financial advisor currently at LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT located in La Jolla, California.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Erik has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ERIK JOHNSON, OWNER. NOT INVESTMENT RELATED. ERIK JOHNSON BOX 12021, LA JOLLA, CALIFORNIA 92039. SALES AND MARKETING. 1-2 HOURS PER MONTH. NO HOURS DURING SECURITIES TRADING HOURS. PRODUCT SALES AND MARKETING DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Martin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2012 - Present

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

Office #1: 7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517

RIA

CRD#: 109340

La Jolla, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2011

Uniform Investment Adviser Law Examination

Current Firm

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT | PROFESSIONAL PLANNING COUNSEL, INC. | MARTIN S. JOHNSON, INC. | MARTIN S JOHNSON INC

CRD#: 109340 / SEC#: 801-57332

RIA

Registered Investment Advisory firm - (3/7/2012 Terminated)

California

Registered Investment Advisory firm - (2/23/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517

Mailing Address

Phone number

(858) 459-8818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 41,944,894

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Martin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2011

Current Firm

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT

TRUST BUT VERIFY

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