David Fernandez
Professional summary
David Fernandez, who also goes by David J. Fernandez, David James Fernandez, David J Fernandez, is a registered financial professional currently at SEB SECURITIES, INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
SEB SECURITIES, INC.
Office #1: 66 Hudson Boulevard 28th Floor, New York, NY, 10001Office #2: 66 Hudson Boulevard 28th Floor, New York, NY, 10001June 8, 2021 - February 25, 2025
BBVA SECURITIES INC.
October 10, 2017 - May 21, 2021
SEB SECURITIES, INC.
February 18, 2013 - October 2, 2017
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SEB SECURITIES, INC.
CRD#: 23710 / SEC#: , 8-40644
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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