Charles F. Vesce

DRIVEWEALTH

New York, NY 10005

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CRD#: 5994034

Professional summary

Charles F Vesce, who also goes by Charles F Vesce, Charles Frank Vesce, Chuck Vesce, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2012. Charles has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles F Vesce | Charles Frank Vesce | Chuck Vesce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles F Vesce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005

CRD#: 165429

New York, NY

Past

February 1, 2019 - October 15, 2019

ALEXANDER CAPITAL, L.P.

CRD#: 40077

STATEN ISLAND, NY

Past

April 5, 2018 - July 19, 2018

ALEXANDER CAPITAL, L.P.

CRD#: 40077

STATEN ISLAND, NY

Past

November 18, 2015 - November 29, 2016

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

April 6, 2015 - November 4, 2015

ALEXANDER CAPITAL, L.P.

CRD#: 40077

STATEN ISLAND, NY

Past

January 21, 2013 - April 24, 2013

ALEXANDER CAPITAL, L.P.

CRD#: 40077

STATEN ISLAND, NY

Past

March 5, 2012 - September 25, 2012

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(10/1/2021)

New York
(3/14/2024)

Exams

State Security Law Exam

Series 63

Date: 5/1/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: , 8-69161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS, INC.	SOLE MEMBER
BLANGIARDO, ALESSIO	FINANCIAL & OPERATIONS PRINCIPAL	5600541
ILARIO, ANTHONY	COO	2262100
LAMKE, JAMES DANIEL	CHIEF COMPLIANCE OFFICER	1418047
PALAPARTHI, VENU MADHAV	CHIEF EXECUTIVE OFFICER	2437777
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles F. Vesce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles F Vesce's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

AEGIS CAPITAL CORP.

ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2012

SIE

Date: 7/19/2018

Series 7

Date: 3/2/2012

FINRA

Current Firm

DRIVEWEALTH, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRIVEWEALTH, LLC

TRUST BUT VERIFY

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