DR
David R. Robbins
ARCHER INVESTMENT
South Barrington, IL 60010
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CRD#: 5993931
DR
Professional summary
David Ray Robbins, who also goes by David Robbins, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in South Barrington, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Robbins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NIEMINSKI, ROBBINS & ASSOCIATES, CPAS; NOT INV REL; SAME AS REGISTERED ADDRESS; TAX & ACCOUNTING; START DATE 9/2005; 40 HRS/WEEK DURING TRADING HOURS; OWNER
2) NIEMINSKI, ROBBINS & ASSOCIATES, CPAS; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; WEALTH MANAGEMENT; START 11/2014; 40 HOURS/WEEK DURING TRADING HOURS; FINANCIAL ADVISOR
3) BARRINGTON ADVISORS GROUP LLC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; COMPREHENSIVE BUSINESS SOLUTIONS; START 11/2014; 0 HOURS/WEEK; LLC IS A MARKETING VENTURE OF 5 COMPANIES, HOWEVER ALL BUSINESS IS DONE UNDER NIEMINSKI ROBBINS AND ASSOCIATES CPAS
CRS (Client Relationship Summary) - RIA
Click below to view David Ray Robbins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2015 - Present
ARCHER INVESTMENT CORPORATION
Office #1: 10 Executive Ct Ste #2, South Barrington, IL 60010RIA
CRD#: 136403
South Barrington, IL
Past
August 22, 2014 - September 18, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
S. BARRINGTON, IL
Past
January 21, 2013 - September 18, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
S. BARRINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
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Company Information
ARCHER INVESTMENT CORPORATION
CRD#: 136403South Barrington, IL 60010TRUST BUT VERIFY
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