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BT

Bas Tammens

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 5993505
BT

Professional summary

Bas Tammens, CFA is a registered financial professional currently at FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC located in New York, New York and FLOW TRADERS U.S. LLC located in New York, New York.

Bas is registered as a RR (Registered Representative) and started their career in finance in 2011. Bas has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bas Tammens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

September 26, 2017 - Present

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

Office #1: 1114 Avenue Of The Americas 4th Fl, New York, NY, 10036
BD
CRD#: 282266
New York, NY
Current

September 26, 2017 - Present

FLOW TRADERS U.S. LLC

Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036
BD
CRD#: 150780
New York, NY
Past

May 6, 2016 - August 2, 2016

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

BD
CRD#: 282266
NEW YORK, NY
Past

December 20, 2011 - August 2, 2016

FLOW TRADERS U.S. LLC

BD
CRD#: 150780
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/27/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/19/2011
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

FT
FLOW TRADERS U.S. LLC
FLOW TRADERS U.S. LLC

CRD#: 150780 / SEC#: , 8-68300

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(917) 210-5000
Established
Delaware since 04/22/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER
DIMITRI, AARON MICHAELOPERATING COMMITTEE MEMBER6806548
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLOW TRADERS U.S. LLC

CRD#: 150780New York, NY 10036

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