EJ
Eric M. Johnson
KESTRA ADVISORY SERVICES
Frederick, MD 21701
Some features on this profile are disabled
CRD#: 5993374
EJ
Professional summary
Eric Michael Johnson is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Eric has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: D&J HOLDINGS POSITION: partner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2017 ADDRESS: 1109 East Patrick Street, Frederick MD 21701, United States DESCRIPTION: I have zero duties to this business/partnership. I help my friend and partner get approved for the loan to acquire the property. as my partner is a tenant then as well, he collects all payments and negotiates the leases. Business Name: KESTRA ADVISORY SERVICES POSITION: financial advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/05/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: same as 1.13 Business Name: RS WILL WEALTH MANAGEMENT POSITION: financial advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/04/2024 ADDRESS: 154 N Market St Side A, Frederick MD 21701, United States DESCRIPTION: planning, investments, insurance
CRS (Client Relationship Summary) - RIA
Click below to view Eric Michael Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 154a North Market Street, Frederick, MD 21701RIA
CRD#: 283330
Frederick, MD
Current
June 18, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701BD
CRD#: 42046
Frederick, MD
Past
February 17, 2021 - May 3, 2024
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
FREDERICK, MD
Past
February 17, 2021 - May 3, 2024
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
FREDERICK, MD
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 9, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
FREDERICK, MD
Past
September 9, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
FREDERICK, MD
Past
April 29, 2013 - August 8, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GERMANTOWN, MD
Past
December 7, 2011 - August 8, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GERMANTOWN, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2025)
RR
Arkansas(1/28/2025)
RR
California(1/9/2025)
RR
Colorado(1/28/2025)
RR
Connecticut(1/9/2025)
RR
Delaware(2/13/2025)
RR
District of Columbia(1/15/2025)
RR
Florida(7/3/2024)
RR
Georgia(1/9/2025)
RR
Idaho(1/15/2025)
RR
Illinois(9/23/2025)
RR
Indiana(1/13/2025)
RR
Kentucky(1/10/2025)
RR
Louisiana(1/8/2025)
RR
Maine(1/9/2025)
RR
Maryland(11/19/2024)
IAR
Maryland(11/19/2024)
RR
Massachusetts(2/21/2025)
RR
Michigan(2/6/2025)
RR
Minnesota(1/10/2025)
RR
Mississippi(1/10/2025)
RR
Montana(1/10/2025)
RR
Nebraska(1/30/2025)
RR
New Hampshire(2/6/2025)
RR
New Jersey(1/8/2025)
RR
New Mexico(1/9/2025)
RR
New York(1/9/2025)
RR
North Carolina(2/12/2025)
RR
North Dakota(1/17/2025)
RR
Ohio(6/20/2024)
RR
Oklahoma(2/10/2025)
RR
Oregon(1/19/2025)
RR
Pennsylvania(11/19/2024)
RR
Rhode Island(1/10/2025)
RR
South Carolina(1/9/2025)
RR
Tennessee(1/10/2025)
RR
Texas(1/8/2025)
IAR
Texas(1/8/2025)
RR
Utah(1/30/2025)
RR
Vermont(1/10/2025)
RR
Virginia(11/19/2024)
RR
Washington(1/21/2025)
RR
West Virginia(11/20/2024)
RR
Wisconsin(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
