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CG

Christine Gonzalez

EPIC CAPITAL SECURITIES
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 5992575
CG
Christine GonzalezEPIC CAPITAL SECURITIES

Professional summary

Christine Gonzalez is a registered financial professional currently at EPIC CAPITAL SECURITIES located in Boca Raton, Florida.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2012. Christine has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 9 and Series 10 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christine Gonzalez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2026 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431Office #2: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
BD
CRD#: 166756
BOCA RATON, FL
Past

October 18, 2023 - May 7, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Miami, FL
Past

October 17, 2023 - May 7, 2026

MORGAN STANLEY

BD
CRD#: 149777
Miami, FL
Past

June 22, 2016 - July 15, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

November 24, 2014 - July 30, 2015

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
MIAMI, FL
Past

October 28, 2014 - July 30, 2015

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL
Past

March 1, 2013 - September 16, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

May 31, 2012 - September 16, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/12/2026)
RR
Georgia
(8/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/21/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/30/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/28/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/14/2023
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EPIC CAPITAL SECURITIES
EPIC CAPITAL SECURITIES | EPIC CAPITAL SECURITIES CORP

CRD#: 166756 / SEC#: , 8-69229

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Phone number
(561) 829-2173
Established
Florida since 11/29/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T@W TECHNOLOGY AT WORK HOLDINGS INC.OWNER
CAIROLI, PABLO MANUELCEO4024225
GILMAN, ROBERT CRAIGCFO/FINOP/PFO/POO1738412
NILSSON, THOMAS MARTINPRESIDENT6157841
NILSSON, THOMAS MARTINCCO/ COO6157841

Disclosures

Regulatory Event1

Red Flags

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Company Information

EPIC CAPITAL SECURITIES

CRD#: 166756Boca Raton, FL 33431

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