JB
Jennifer T. Barrett
KESTRA ADVISORY SERVICES
Paramus, NJ 07652
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CRD#: 5992258
JB
Professional summary
Jennifer T Barrett is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Paramus, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Paramus, New Jersey.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jennifer has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: CLARIS ADVISORS LLC POSITION: Director of Investment Planning NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/06/2023 ADDRESS: 45 Eisenhower Drive suite 550, Paramus NJ 07652 DESCRIPTION: investment reviews, modeling, implementation and continuous monitoring. Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Director of investment Planning NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/16/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: trade implementation, advisory modeling, investment analysis, reporting and research
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer T Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 45 Eisenhower Drive Suite 550, Paramus, NJ 07652RIA
CRD#: 283330
Paramus, NJ
Current
March 16, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 45 Eisenhower Drive Suite 550, Paramus, NJ 07652BD
CRD#: 42046
Paramus, NJ
Past
February 11, 2022 - January 4, 2023
MORGAN STANLEY
RIA
CRD#: 149777
Paramus, NJ
Past
February 10, 2022 - January 4, 2023
MORGAN STANLEY
BD
CRD#: 149777
Paramus, NJ
Past
May 17, 2019 - January 28, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PARAMUS, NJ
Past
November 21, 2013 - January 28, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PARAMUS, NJ
Past
March 2, 2012 - November 26, 2013
MORGAN STANLEY
BD
CRD#: 149777
PARAMUS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/16/2023)
RR
California(3/16/2023)
RR
Colorado(3/16/2023)
RR
Connecticut(3/16/2023)
RR
Delaware(3/16/2023)
RR
Florida(3/16/2023)
RR
Georgia(3/16/2023)
RR
Hawaii(3/16/2023)
RR
Illinois(3/16/2023)
RR
Maine(3/16/2023)
RR
Maryland(3/16/2023)
RR
Massachusetts(3/16/2023)
RR
Michigan(3/16/2023)
RR
New Hampshire(3/16/2023)
RR
New Jersey(3/16/2023)
IAR
New Jersey(3/17/2023)
RR
New Mexico(3/16/2023)
RR
New York(3/16/2023)
RR
North Carolina(3/16/2023)
RR
Ohio(3/16/2023)
RR
Oregon(3/16/2023)
RR
Pennsylvania(3/16/2023)
RR
Rhode Island(3/16/2023)
RR
South Carolina(3/16/2023)
RR
Texas(3/16/2023)
IAR
Texas(3/16/2023)
RR
Vermont(3/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
