Ahsan S. Chaudhri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahsan Shamim Chaudhri was a registered financial professional .
Ahsan is a previously registered financial professional and started their career in finance in 2011. Ahsan had worked at 1 firm and has passed the Series 27 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2011 - August 3, 2015
CUTWATER ASSET MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
CUTWATER ASSET MANAGEMENT
CRD#: 37214 / SEC#: 801-46649, 8-47662
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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