MM
Marisa D. Menzel
ON INVESTMENT MANAGEMENT CO
MADISON, WI 53719
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CRD#: 5991990
MM
Professional summary
Marisa Dietz Menzel, who also goes by Marisa Ann Menzel, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Madison, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Madison, Wisconsin.
Marisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Marisa has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marisa Ann Menzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARISA MENZEL; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR 210 MADISON WI 53719; INSURANCE SALES ; AGENT; 8/5/13; 40; 40; Solicitation & Service of non-registered insurance. 2) WEALTH BUILDING CORNERSTONES LLC; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR STE 210 MADISON WI 53719; ADVISOR SERVICES; ADMINISTRATION; START DATE 07/11/2013; HOURS/MONTH 80; HOURS/TRADING 80; ADMINISTRATION, IT, AND SALES SUPPORT;.
CRS (Client Relationship Summary) - RIA
Click below to view Marisa Dietz Menzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2923 Marketplace Dr. Suite 210, Madison, WI 53719RIA
CRD#: 105662
MADISON, WI
Current
October 25, 2013 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2923 Marketplace Drive Suite 210, Madison, WI 53719BD
CRD#: 2936
MADISON, WI
Past
October 31, 2011 - June 18, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/17/2018)
IAR
Colorado(8/14/2017)
RR
Colorado(4/24/2019)
RR
Florida(8/26/2014)
IAR
Florida(8/5/2016)
RR
Illinois(10/17/2016)
IAR
Illinois(10/17/2016)
IAR
Iowa(7/31/2018)
RR
Iowa(1/12/2021)
IAR
Michigan(7/28/2021)
RR
Minnesota(12/12/2018)
RR
Texas(1/13/2014)
IAR
Texas(2/18/2014)
RR
Virginia(3/9/2021)
IAR
Wisconsin(10/21/2013)
RR
Wisconsin(11/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Madison, WI 53719TRUST BUT VERIFY
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