Hernan D. Velez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hernan Dario Velez was a registered financial professional .
Hernan is a previously registered financial professional and started their career in finance in 2011. Hernan had worked at 4 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - March 18, 2015
INTERTRADING SECURITIES
May 23, 2013 - October 2, 2014
BRADESCO INVESTMENTS INC.
December 17, 2012 - January 31, 2013
TRADEWIRE SECURITIES LLC
December 11, 2012 - May 13, 2013
STONEX FINANCIAL INC.
October 25, 2011 - December 17, 2012
TRADEWIRE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTERTRADING SECURITIES
CRD#: 153901 / SEC#: , 8-68592
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERTRADING HOLDINGS, INC. | OWNER | |
| CIGARROA, JOAQUIN GONZALEZ III | MEMBER OF THE BOARD OF DIRECTORS | 2720483 |
| FRIGOLET, ALEJANDRO | MEMBER OF THE BOARD OF DIRECTORS | 6222271 |
| LEGAYE, MELINDA GREIDER | FINOP/ CHIEF FINANCIAL OFFICER | 1020091 |
| QUIROZ, ALEJANDRO | SECRETARY | 6222270 |
| VILLASENOR BLANCO, LUIS ALONSO | CEO/CHIEF COMPLIANCE OFFICER | 5797936 |
Red Flags
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