AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
ML

Melinda Greider Legaye

CRD# 1020091·Registered 1984 - 2018
Previously Registered: Being a previously registered professional could mean that Melinda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melinda Greider Legaye, who also goes by Melinda S Greider, Melinda Sude Greider, Mimi Greider, Mimi Legaye, was a registered financial advisor. Melinda was a previously registered financial professional and started their career in finance 1984 - 2018. Melinda had worked at 29 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 22, Series 14, Series 27, Series 24, Series 53 and Series 39 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melinda S Greider, Melinda Sude Greider, Mimi Greider, Mimi Legaye

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

42 years in the financial services industry

Current & Past Employments

LINDEN THOMAS AND COMPANY SECURITIES, LLC·CRD# 290244
BD
Charlotte, NC
May 11, 2018 - September 5, 2018
INTERTRADING SECURITIES·CRD# 153901
BD
Miami, FL
March 12, 2015 - June 22, 2016
SUNDIAL GROUP, LLC·CRD# 158367
BD
Ft. Lauderdale, FL
December 20, 2013 - September 4, 2014
RCX CAPITAL GROUP, LLC·CRD# 114290
BD
The Woodlands, TX
December 9, 2013 - October 4, 2021
PRIORITY CAPITAL INVESTMENTS, LLC·CRD# 150215
BD
Magnolia, TX
June 9, 2011 - September 27, 2012
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC·CRD# 129772
BD
Houston, TX
May 25, 2010 - March 4, 2011
HARBOR INVESTMENT ADVISORY, LLC·CRD# 151085
BD
Baltimore, MD
January 8, 2010 - February 23, 2011
MOODY SECURITIES, LLC·CRD# 148771
BD
Houston, TX
June 8, 2009 - October 29, 2021
KIPLING JONES & CO., LTD.·CRD# 144730
BD
Houston, TX
May 15, 2009 - March 23, 2010
CBRE CAPITAL ADVISORS, INC.·CRD# 140565
BD
Dallas, TX
December 20, 2006 - June 11, 2007
ANDERSEN CORPORATE FINANCE LLC·CRD# 108427
BD
Houston, TX
May 24, 2001 - August 12, 2002
TECHNOLOGY CAPITAL MANAGEMENT, LLC·CRD# 104231
BD
Houston, TX
November 15, 2000 - February 24, 2006
HITHERLANE PARTNERS, LLC·CRD# 46604
BD
Boca Raton, FL
August 30, 2000 - July 31, 2009
DELANO GROUP SECURITIES, L.L.C.·CRD# 47619
BD
Wilmette, IL
October 8, 1999 - June 14, 2000
HITHERLANE PARTNERS, LLC·CRD# 46604
BD
Boca Raton, FL
September 14, 1999 - August 28, 2000
TRENDALYSIS SECURITIES, INC.·CRD# 28023
BD
The Woodlands, TX
March 10, 1999 - May 5, 1999
WESTCOTT SECURITIES, LLC·CRD# 45532
BD
Houston, TX
October 20, 1998 - February 28, 2003
HERNDON PLANT OAKLEY, LTD.·CRD# 44971
BD
Corpus Christi, TX
August 21, 1998 - July 19, 1999
TRI-STAR FINANCIAL·CRD# 32458
BD
Houston, TX
April 1, 1998 - March 30, 1999
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
August 21, 1997 - April 2, 1998
ECT SECURITIES LIMITED PARTNERSHIP·CRD# 37446
BD
March 26, 1996 - July 20, 1999
ECT SECURITIES LIMITED PARTNERSHIP·CRD# 37446
BD
Houston, TX
December 20, 1995 - July 20, 1999
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
October 25, 1995 - April 24, 1997
HARRIS WEBB & GARRISON, INC.·CRD# 28188
BD
Houston, TX
April 18, 1994 - October 3, 1994
GLOBAL FINANCIAL SERVICES, L.L.C.·CRD# 35699
BD
Houston, TX
February 2, 1994 - November 9, 1994
WM. H. MURPHY & CO., INC.·CRD# 27274
BD
Houston, TX
November 30, 1992 - April 1, 2011
HARRIS WEBB & GARRISON, INC.·CRD# 28188
BD
Houston, TX
March 26, 1991 - May 22, 1991
TRENDALYSIS SECURITIES, INC.·CRD# 28023
BD
The Woodlands, TX
February 20, 1991 - March 18, 1991
WM. H. MURPHY & CO., INC.·CRD# 27274
BD
Houston, TX
January 1, 1991 - September 26, 1991
WILLIAMS MACKAY JORDAN & CO., INCORPORATED·CRD# 27378
BD
Houston, TX
October 24, 1990 - October 11, 1996
SUNBELT CAPITAL MANAGEMENT, INC.·CRD# 23479
BD
Houston, TX
February 15, 1989 - August 30, 1999
NAVIGATOR SECURITIES LIMITED·CRD# 22373
BD
Omaha, NE
July 22, 1988 - May 16, 1991
FIRST FINANCIAL ALLIANCE SECURITIES, INC.·CRD# 18522
BD
November 26, 1986 - January 14, 1989
EQUUS SECURITIES INCORPORATED·CRD# 16285
BD
August 27, 1986 - October 22, 1986
HORNE SECURITIES CORPORATION·CRD# 10565
BD
January 4, 1984 - August 4, 1986

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

LT
LINDEN THOMAS AND COMPANY SECURITIES, LLC

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244 / SEC#: 8-70026
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

516 N. Tryon Street, Charlotte, NC 28202

Mailing Address

516 N. Tryon Street, Charlotte, NC 28202

Phone Number

(704) 554-8150

Established

North Carolina since 08/29/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LINDEN THOMAS AND COMPANY, LLCMEMBER—
SMITH, DAVID LEONCCO/ROP/GENERAL SEC & MUNICIPAL PRINCIPAL2246779
THOMAS, STEPHEN LINDENMANAGING PRINCIPAL1789031
TUCKER, CLARK BOMARFINOP1977842

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2024About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Mar 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1984About the Series 22 exam

Series 14 — Compliance Officer Examination

Passed Mar 2024About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2024About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2024About the Series 53 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Sep 1984About the Series 39 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
ML
Follow Melinda
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required