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JB

Judith E. Beck

BIG SKY ENERGY CAPITAL
BONITA SPRINGS, FL
Some features on this profile are disabled
CRD#: 5991191
JB

Professional summary

Judith Ellen Beck, who also goes by Judy Beck, Judith Ellen Kuhn, Judith Ellen Wicht, is a registered financial professional currently at BIG SKY ENERGY CAPITAL, LLC located in Bonita Springs, Florida.

Judith is registered as a RR (Registered Representative) and started their career in finance in 2013. Judith has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Judy Beck | Judith Ellen Kuhn | Judith Ellen Wicht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Judith Ellen Beck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2013 - Present

BIG SKY ENERGY CAPITAL, LLC

BD
CRD#: 165718
BONITA SPRINGS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/22/2013
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BIG SKY ENERGY CAPITAL, LLC
BIG ENERGY CAPITAL LLC | BIG SKY ENERGY CAPITAL, LLC | BIG SKY ENERGY CAPITAL LLC

CRD#: 165718 / SEC#: , 8-69179

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4801 Bonita Bay Blvd #1901, Bonita Springs, FL 34134-5654
Mailing Address
Po Box 368192, Bonita Springs, FL 34136
Phone number
(612) 232-6167
Established
Florida since 08/15/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BECK, JUDITH ELLENPRINCIPAL FINANCIAL OFFICER5991191
GOLDFARB, JAY LCEO/CCO/MEMBER3239926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIG SKY ENERGY CAPITAL, LLC

CRD#: 165718Bonita Springs, FL

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