Carlota Diamond
Professional summary
Carlota Diamond, who also goes by Carlota Caicedo, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Columbus, Ohio.
Carlota is registered as a RR (Registered Representative) and started their career in finance in 2014. Carlota has worked at 5 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlota Diamond's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 1111 Polaris Parkway, Columbus, OH 43240June 7, 2019 - April 8, 2026
CITIGROUP GLOBAL MARKETS INC.
May 31, 2019 - April 8, 2026
CITIGROUP GLOBAL MARKETS INC.
May 31, 2019 - April 8, 2026
CITI PRIVATE ALTERNATIVES, LLC
July 1, 2016 - April 11, 2019
J.P. MORGAN SECURITIES LLC
June 30, 2016 - April 11, 2019
J.P. MORGAN SECURITIES LLC
November 28, 2014 - August 19, 2015
UBS FINANCIAL SERVICES INC.
August 25, 2014 - August 19, 2015
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2026)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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