Nathan Mallas
Professional summary
Nathan Mallas is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Nathan has worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Mallas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2019 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116October 21, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 24, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
February 1, 2012 - October 31, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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