Karim K. Harrell

AIMCDONNAUGH & CO.

portsmouth, VA

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CRD#: 5990589

Professional summary

Karim K Harrell is a registered financial advisor currently at AIMCDONNAUGH & CO. INC. located in Portsmouth, Virginia and MCDONNAUGH SECURITIES LLC located in Baldwin, New York.

Karim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Karim has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karim K Harrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2025 - Present

AIMCDONNAUGH & CO. INC.

RIA

CRD#: 124512

portsmouth, VA

Current

December 12, 2024 - Present

MCDONNAUGH SECURITIES LLC

Office #1: 2425 Grand Ave., Baldwin, NY 11510

CRD#: 290233

Baldwin, NY

Past

September 14, 2017 - December 31, 2022

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Virginia Beach, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/14/2025)

IAR

New York
(12/1/2025)

Virginia
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/14/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

CRD#: 124512 / SEC#:

Florida

Registered Investment Advisory firm - (4/24/2025 Approved)

New York

Registered Investment Advisory firm - (3/16/2022 Approved)

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Contact information

Main Address

2425 Grand Ave, Baldwin, NY 11510

Mailing Address

2425 Grand Ave, Baldwin, NY 11510

Phone number

(516) 442-1071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 5,900,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Karim K. Harrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karim K Harrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

AIMCDONNAUGH & CO. INC.

MCDONNAUGH SECURITIES LLC

ALLSTATE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2025

Series 63

Date: 12/5/2017

SIE

Date: 10/1/2018

Series 6

Date: 9/14/2017

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AIMCDONNAUGH & CO. INC.

TRUST BUT VERIFY

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