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KH

Karim K. Harrell

MCDONNAUGH SECURITIES LLC
Baldwin, NY 11510
Some features on this profile are disabled
CRD#: 5990589
KH

Professional summary

Karim K Harrell is a registered financial professional currently at MCDONNAUGH SECURITIES LLC located in Baldwin, New York.

Karim is registered as a RR (Registered Representative) and started their career in finance in 2017. Karim has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karim K Harrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2024 - Present

MCDONNAUGH SECURITIES LLC

Office #1: 2425 Grand Ave., Baldwin, NY 11510
BD
CRD#: 290233
Baldwin, NY
Past

September 14, 2017 - December 31, 2022

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Virginia Beach, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/14/2025)
RR
Virginia
(4/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/27/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/5/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/14/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MCDONNAUGH SECURITIES LLC
DELPHIN MCDONNAUGH SECURITIES LLC | MCDONNAUGH SECURITIES LLC

CRD#: 290233 / SEC#: , 8-70018

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
2425 Grand Ave., Baldwin, NY 11510
Mailing Address
Po Box 203, Baldwin, NY 11510
Phone number
(516) 442-1071
Established
Delaware since 07/02/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDONNAUGH, ANDRE IANCEO/CCO1446177
BACH, KRISTINAFINOP4281682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCDONNAUGH SECURITIES LLC

CRD#: 290233Baldwin, NY 11510

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