JC
Jeffrey R. Connolly
EAST END FINANCIAL GROUP
Riverhead, NY 11901
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CRD#: 5990424
JC
Professional summary
Jeffrey Richard Connolly, who also goes by Jeff Connolly, is a registered financial advisor currently at EAST END FINANCIAL GROUP, INC. located in Riverhead, New York and OSAIC WEALTH, INC. located in Riverhead, New York.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 8 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Connolly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jeffrey R. Connolly is dually-registered as an investment advisor representative ("IAR") with East End Financial Group, Inc. ("EEFG") and as a registered representative ("RR") with American Portfolios Financial Services, Inc. ("APFS"). Mr. Connolly spends approximately 90% of his business time providing services through EEFG and the the balance with APFS. 2. Mattituck-Cutchogue UFSD, Board of Education - Trustee, not investment related, start date = 07/09/2018, no compensation, 5 hrs/mo., 0 hrs./mo./mkt. hrs. 3. KOSINSKI ASSOCIATES POSITION: Research Analyst NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/10/2017 ADDRESS: 318 Roanoke Avenue, Riverhead NY 11901, United States DESCRIPTION: Investment research and analysis 4. EAST END FINANCIAL GROUP POSITION: Portfolio Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/10/2017 ADDRESS: 318 Roanoke Avenue, Riverhead NY 11901, United States DESCRIPTION: Manage portfolios for RIA clients 5. MATTITUCK CUTCHOGUE UNION FREE SCHOOL DISTRICT BOARD OF TRUSTEES POSITION: Trustee NATURE: Board of Education INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2018 ADDRESS: 385 Depot Lane, Cutchogue NY 11935, United States DESCRIPTION: Review documents, policies, attend committee meetings and board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Richard Connolly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2017 - Present
EAST END FINANCIAL GROUP, INC.
Office #1: 318 Roanoke Ave, Riverhead, NY 11901RIA
CRD#: 110584
Riverhead, NY
Current
October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 318 Roanoke Avenue, Riverhead, NY 11901RIA
BD
CRD#: 23131
RIVERHEAD, NY
Past
July 10, 2017 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
RIVERHEAD, NY
Past
May 4, 2015 - August 3, 2016
CLARKSONS SECURITIES, INC
BD
CRD#: 30882
NEW YORK, NY
Past
January 8, 2015 - October 1, 2015
D/B/A CLARKSONS PLATOU SECURITIES
BD
CRD#: 113325
NEW YORK, NY
Past
December 2, 2013 - January 15, 2015
MIZUHO SECURITIES USA LLC
BD
CRD#: 19647
NEW YORK, NY
Past
October 22, 2012 - November 19, 2013
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Past
November 9, 2011 - October 22, 2012
SIDOTI & COMPANY, LLC
BD
CRD#: 102860
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EAST END FINANCIAL GROUP, INC.
EAST END FINANCIAL GROUP, INC. | KOSINSKI ASSOCIATES INC
CRD#: 110584 / SEC#: 801-34431
RIA
Registered Investment Advisory firm - (5/15/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New York(5/22/2021)
RR
New York(10/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EAST END FINANCIAL GROUP, INC.
EAST END FINANCIAL GROUP, INC. | KOSINSKI ASSOCIATES INC
CRD#: 110584 / SEC#: 801-34431
RIA
Registered Investment Advisory firm - (5/15/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
318 Roanoke Ave, Riverhead, NY 11901
Mailing Address
Phone number
(631) 727-8111
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 341 |
| AUM (Assets Under Management) | $ 579,190,476 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
