Aaron G. Kroll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Gregory Kroll was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2011. Aaron had worked at 2 firms and has passed the Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - March 25, 2014
PARACAP GROUP LLC
November 4, 2011 - December 31, 2012
AMERICAN HERITAGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARACAP GROUP LLC
CRD#: 141776 / SEC#: , 8-67411
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PARAGON CAPITAL GROUP, LLC | OWNER | |
| BROWN, MICHAEL OWEN | FINOP / CFO / CCO | 1658070 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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