Kurt M. Thomas
Professional summary
Kurt Michael Thomas, CFP® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kurt is registered as a RR (Registered Representative) and started their career in finance in 2011. Kurt has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kurt Michael Thomas's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
November 9, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 27, 2014 - November 16, 2015
OSAIC SERVICES, INC.
November 21, 2011 - February 2, 2012
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2022)
(10/31/2024)
(11/23/2020)
(6/14/2016)
(10/27/2023)
(11/9/2015)
(3/12/2025)
(2/12/2021)
(6/22/2022)
(8/8/2025)
(12/8/2021)
(5/9/2023)
(11/9/2015)
(4/22/2021)
(12/8/2021)
(5/4/2022)
(5/4/2023)
(6/27/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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