Jason R. Depasquale
Professional summary
Jason Ryan Depasquale, who also goes by Jason Depasquale, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York and CABOT LODGE SECURITIES LLC located in Albany, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2011. Jason has worked at 7 firms and has passed the Series 63, Series 3, Series 52TO, Series 7TO, SIE, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Ryan Depasquale's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207September 25, 2020 - Present
CABOT LODGE SECURITIES LLC
Office #1: 80 State Street Mailbox 21, Albany, NY 12207December 7, 2020 - Present
BROADSTONE SECURITIES
Office #1: 80 State Street, Albany, NY 12207July 10, 2018 - February 4, 2019
PRUCO SECURITIES, LLC.
February 24, 2017 - September 27, 2017
EQUITY SERVICES, INC.
July 21, 2014 - January 20, 2017
MML INVESTORS SERVICES, LLC
November 5, 2011 - January 4, 2012
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2024)
(12/20/2024)
(9/29/2020)
(10/13/2020)
(10/9/2020)
(12/20/2024)
(10/5/2020)
(12/20/2024)
(12/20/2024)
(12/20/2024)
(9/28/2020)
(8/27/2019)
(12/20/2024)
(12/20/2024)
(12/20/2024)
(10/12/2020)
(10/14/2020)
(10/16/2020)
(2/12/2019)
(2/5/2025)
(9/29/2020)
(9/28/2020)
(10/13/2020)
(8/13/2019)
Exams
Series 52TO
Date: 5/8/2019
Municipal Securities Representative ExaminationSeries 7TO
Date: 2/21/2019
General Securities Representative ExaminationFINRA
Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
