TM
Timothy B. Moy
MBE WEALTH MANAGEMENT
BARABOO, WI 53913
Some features on this profile are disabled
CRD#: 5988465
TM
Professional summary
Timothy Brian Moy, who also goes by Timothy Moy, is a registered financial advisor currently at MBE WEALTH MANAGEMENT, LLC located in Baraboo, Wisconsin.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Moy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)10/29/12:MBE Financial Planning LLC-DBA for LPL Business (entity for LPL business)-INVREL-1%Time.
2)10/31/12:Real Estate Management Solutions LLC-RealEstateRent-INV REL-Prop. mgmt firm-1%Time.
3)10/31/12:Adrian Custard LLC-RealEstateRent-InvREL-Owns Culver franchise building-1%Time.
4)10/31/12:Reedsburg Professional Center LLC-RealEstateRent-InvREL-1%Time.
5)10/31/12:Moy, Borchert, Erbs and Associates, LLP-CPA Affiliate Program-InvREL-Managing partner-90%Time.
6)10/31/12:Comprehensive Suntax & Associates, Inc-Business Entity For Tax/Investment Purposes Only-NOT INV REL-Tax conduit for MBE CPA-1%Time.
7)10/31/12:Practice Continuation, SC-Business Entity For Tax/Investment Purposes Only-NOT INV REL-Tax conduit subsidiary of MBE CPAs-2%Time.
8)10/31/12:Pisces Partners-Business Entity For Tax/Investment Purposes Only-NOT INV REL-Holding company for life ins. policy-1%Time.
9)10/31/12:Payroll Solutions LLC-Tax Prep/Accounting/CPA-InvREL-Payroll services provided by MBE CPAs-1%Time.
10)10/31/12:Rocky Road Adrian, Inc-Business Owner-NOT INV REL-Culver franchise-1%Time.
11)10/31/12:Wynsong Properties LLC-RealEstateRent-InvREL-1%Time.
12)10/31/12:Suntax Real Estate LLC-RealEstateRent-InvREL-1%Time.
13)10/31/12:Sundae Hop LLC-Real Estate-InvREL-Holds interest in Reedsburg Professional Center LLC and Adrian Custard LLC-1%Time.
14)11/26/12:MBE Wealth Management LLC-Registered Investment Advisor-InvREL-Rep under LPL's CPA Partners Program-1%Time.
15)5/9/13:goVirtualOffice LLC-software consulting-NOT INV REL-Software Solutions for Business-1%Time.
16)5/9/13:RAMO LLC-RealEstateRent-InvREL-1%Time.
17)1/29/14:Varsity Club LLC-RealEstateRent-InvREL-Commercial rental prop.-1%Time.
18)10/17/14:Golden Eagle Apartments LLC-RealEstateRent-InvREL-50% owner of an LLC that owns a 17 unit apt. building-1%Time.
19)11/7/14:TMBT Properties LLC-RealEstateRent-InvREL-602 8th Ave Baraboo,WI-Start10/30/14-Ownership of commercial 2 unit building-1 Hr/Mo-0 During Trading.
20)2/18/15:MBE Tomah LLC-RealEstateRent-InvREL-201 8th Ave Baraboo,WI-Start10/15/13-Part ownership of professional services building-1 Hr/Mo-0 During Trading.
21)2/18/15:Land Contract Solutions LLC-RealEstateRent-InvREL-201 8th Ave Baraboo,WI-Start5/13/13-Nail Salon-1 Hr/Mo-0 During Trading.
22)1/8/16:Moy CPA LLC-Business Entity For Tax/Investment Purposes Only-InvREL-201 8th Ave, Baraboo,WI-Start1/5/16-entity owns Timothy Moy's interest in MBE CPA and Workforce Solutions LLC-1 Hr/Mo-0 During Trading.
23)2/3/16:MBE Wealth Management LLC-DBA for LPL Business (entity for LPL business)-InvREL-200 W. Warren St., Tomah,WI-Start1/29/16-0 Hr/Mo
24)2/29/16:Workforce Solutions LLC-Professional Employment Organization-NOT INV REL-201 8th Ave, Baraboo,WI-Start1/5/16-1 Hr/Mo-0 During Trading.
25)3/28/16:Sundae Hop LLC-RealEstateRent-InvREL-Start7/24/05-real estate holding co.-1 Hr/Mo-0 During Trading.
26)3/29/16:Baraboo Storage LLC-InvREL-RealEstateRent-Start4/11/13-1 Hr/Mo-0 During Trading.
27)3/29/16:Beancounters Investments LLC-RealEstateRent-InvREL-Start8/4/04-1 Hr/Mo-0 During Trading.
28)3/29/16:MBE Baraboo LLC-RealEstateRent-InvREL-Start7/26/11-commercial real estate-1 Hr/Mo-0 During Trading.
29)3/29/16:MBE Mauston LLC-RealEstateRent-InvREL-Start5/1/11-commercial real estate-1 Hr/Mo-0 During Trading.
30)3/29/16:Lake Wisconsin Storage LLC-InvREL-RealEstateRent-Start7/29/08-1 Hr/Mo-0 During Trading.
31)3/29/16:MBE Sun LLC-RealEstateRent-InvREL-Start5/4/10-1 Hr/Mo-0 During Trading.
32)4/10/16:MBE Wausau-InvREL-RealEstateRent-1 Hr/Mo.
33)4/10/16:MBE Real Estate LLC-InvREL-RealEstateRent-Start2/10/16-1 Hr/Mo.
34)8/16/16:Uplands Property Partners LLC-InvREL-RealEstateRent-Start8/12/16-1 Hr/Mo-0 During Trading.
35)11/3/16:Storage World of Watertown LLC-InvREL-RealEstateRent-Start11/1/16-1 Hr/Mo.
36)11/3/16:Storage World of Cottage Grove-InvREL-RealEstateRent-Start11/1/16-1 Hr/Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Brian Moy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2012 - Present
MBE WEALTH MANAGEMENT, LLC
Office #1: E 10890 Penny Ln, Baraboo, WI 53913RIA
CRD#: 165516
BARABOO, WI
Past
October 30, 2012 - October 4, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BARABOO, WI
Past
January 17, 2012 - November 26, 2012
SII INVESTMENTS, INC.
RIA
CRD#: 2225
BARABOO, WI
Past
October 13, 2011 - November 26, 2012
SII INVESTMENTS, INC.
BD
CRD#: 2225
BARABOO, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MBE WEALTH MANAGEMENT, LLC
MBE WEALTH MANAGEMENT, LLC
CRD#: 165516 / SEC#: 801-110772
RIA
Registered Investment Advisory firm - (7/7/2017 Approved)Arizona
Registered Investment Advisory firm - (7/28/2017 Terminated)Texas
Registered Investment Advisory firm - (7/28/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (8/1/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(11/6/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MBE WEALTH MANAGEMENT, LLC
MBE WEALTH MANAGEMENT, LLC
CRD#: 165516 / SEC#: 801-110772
RIA
Registered Investment Advisory firm - (7/7/2017 Approved)Arizona
Registered Investment Advisory firm - (7/28/2017 Terminated)Texas
Registered Investment Advisory firm - (7/28/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (8/1/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 W. Warren St., Tomah, WI 54660
Mailing Address
Phone number
(608) 372-5521
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,530 |
| AUM (Assets Under Management) | $ 859,645,230 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MBE WEALTH MANAGEMENT, LLC
CRD#: 165516Baraboo, WI 53913TRUST BUT VERIFY
Monitor Timothy Moy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
