Elizabeth Aalderks
Professional summary
Elizabeth Aalderks, who also goes by Beth Aalderks, Elizabeth Susan Aalderks, Beth Kies, Elizabeth Susan Kies, Elizabeth Kies, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Cedar Rapids, Iowa.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2012. Elizabeth has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Aalderks's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 6300 C Street Sw, Cedar Rapids, IA 52499June 24, 2016 - April 8, 2019
TRANSAMERICA CAPITAL, LLC
May 2, 2014 - June 30, 2014
ADVANTAGE INVESTMENT MANAGEMENT, LLC
July 31, 2012 - July 8, 2014
LPL FINANCIAL LLC
February 21, 2012 - July 31, 2012
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2022)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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