DG
Drew A. Goodrich
CETERA INVESTMENT ADVISERS LLC
FLINT, MI 48507
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CRD#: 5987337
DG
Professional summary
Drew Alexander Goodrich, who also goes by Drew A Goodrich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Flint, Michigan and CETERA WEALTH SERVICES, LLC located in Fenton, Michigan.
Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Drew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew A Goodrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: DORT FINANCIAL CREDIT UNION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: INVESTMENT SEVICES EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: EMPLOYEE OF CREDIT UNION - PROVIDING FINANCIAL SEVICES OF B/D ON CREDIT UNION PREMISE
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2015 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG TERM CARE
CRS (Client Relationship Summary) - RIA
Click below to view Drew Alexander Goodrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5206 Gateway Centre Suite 200, Flint, MI 48507Office #2: 11411 N Linden Rd, Clio, MI 48420Office #3: 1006 East Main St, Owosso, MI 48867Office #4: 14265 Fenton Road, Fenton, MI 48430Office #5: 1441 S State Rd, Davison, MI 48423Office #6: 2845 Davidson Rd, Flint, MI 48506Office #7: 1724 Demille Rd, Lapeer, MI 48446Office #8: 5091 W Pierson Rd, Flint, MI 48504Office #9: 9050 Holly Road, Grand Blanc, MI 48439RIA
CRD#: 105644
FLINT, MI
Current
September 28, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 14265 N Fenton Road, Fenton, MI 48430Office #2: 9050 Holly Road, Grand Blanc, MI 48439Office #3: 11411 N Linden Rd, Clio, MI 48420BD
CRD#: 13572
Fenton, MI
Past
September 29, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FENTON, MI
Past
November 7, 2014 - September 30, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
NOVI, MI
Past
November 6, 2014 - September 30, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
NOVI, MI
Past
April 3, 2013 - November 12, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CLIO, MI
Past
October 1, 2012 - November 12, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CLIO, MI
Past
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
FLINT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/13/2020)
RR
Arizona(8/9/2022)
RR
California(2/13/2017)
RR
Florida(5/24/2016)
RR
Georgia(10/1/2018)
RR
Michigan(9/28/2015)
IAR
Michigan(6/29/2023)
RR
New York(12/1/2022)
RR
North Carolina(5/3/2021)
RR
Ohio(5/11/2016)
RR
Oregon(9/30/2025)
RR
Texas(2/11/2022)
IAR
Texas(6/29/2023)
RR
Virginia(3/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
