Drew A. Goodrich
Professional summary
Drew Alexander Goodrich, who also goes by Drew A Goodrich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Flint, Michigan and CETERA WEALTH SERVICES, LLC located in Fenton, Michigan.
Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Drew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Drew Alexander Goodrich's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5206 Gateway Centre Suite 200, Flint, MI 48507Office #2: 11411 N Linden Rd, Clio, MI 48420Office #3: 1006 East Main St, Owosso, MI 48867Office #4: 14265 Fenton Road, Fenton, MI 48430Office #5: 1441 S State Rd, Davison, MI 48423Office #6: 2845 Davidson Rd, Flint, MI 48506Office #7: 1724 Demille Rd, Lapeer, MI 48446Office #8: 5091 W Pierson Rd, Flint, MI 48504Office #9: 9050 Holly Road, Grand Blanc, MI 48439September 28, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 14265 N Fenton Road, Fenton, MI 48430Office #2: 9050 Holly Road, Grand Blanc, MI 48439Office #3: 11411 N Linden Rd, Clio, MI 48420September 29, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
November 7, 2014 - September 30, 2015
PNC WEALTH MANAGEMENT LLC
November 6, 2014 - September 30, 2015
PNC WEALTH MANAGEMENT LLC
April 3, 2013 - November 12, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 12, 2014
J.P. MORGAN SECURITIES LLC
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2020)
(8/9/2022)
(2/13/2017)
(5/24/2016)
(10/1/2018)
(9/28/2015)
(6/29/2023)
(12/1/2022)
(5/3/2021)
(5/11/2016)
(9/30/2025)
(2/11/2022)
(6/29/2023)
(3/19/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
