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AH

Andy R. Hul

CAPITAL CLIENT GROUP

Los Angeles, CA 90071

CRD#: 5986708

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Professional summary

Andy Ryan Hul, who also goes by Andy R Hul, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.

Andy is registered as a RR (Registered Representative) and started their career in finance in 2011. Andy has worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Andy R Hul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andy Ryan Hul's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2026 - Present

CAPITAL CLIENT GROUP, INC.

Office #1: 400 S. Hope Street 20th Floor, Los Angeles, CA 90071

RIA

BD

CRD#: 6247

Los Angeles, CA

Past

April 12, 2017 - May 22, 2026

FORESIDE FUND SERVICES, LLC

BD

CRD#: 46106

Santa Monica, CA

Past

September 3, 2015 - November 9, 2016

INVESTORS CAPITAL CORP.

BD

CRD#: 30613

EL SEGUNDO, CA

Past

September 3, 2015 - December 14, 2016

LEGEND EQUITIES CORPORATION

BD

CRD#: 30999

El Segundo, CA

Past

September 3, 2015 - December 27, 2016

SUMMIT BROKERAGE SERVICES, INC.

BD

CRD#: 34643

EL SEGUNDO, CA

Past

September 3, 2015 - December 27, 2016

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

El Segundo, CA

Past

September 3, 2015 - December 27, 2016

CETERA INVESTMENT SERVICES LLC

BD

CRD#: 15340

EL SEGUNDO, CA

Past

September 3, 2015 - December 27, 2016

CETERA FINANCIAL SPECIALISTS LLC

BD

CRD#: 10358

EL SEGUNDO, CA

Past

September 3, 2015 - December 27, 2016

CETERA ADVISORS LLC

BD

CRD#: 10299

EL SEGUNDO, CA

Past

September 3, 2015 - December 27, 2016

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Past

January 28, 2014 - July 29, 2015

COREBRIDGE CAPITAL SERVICES, INC.

BD

CRD#: 13158

WOODLAND HILLS, CA

Past

October 1, 2012 - January 13, 2014

J.P. MORGAN SECURITIES LLC

BD

CRD#: 79

THOUSAND OAKS, CA

Past

November 5, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD

CRD#: 25574

THOUSAND OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA

Registered Investment Advisory firm - SEC (4/25/2013 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(6/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 12/15/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 11/4/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA

Registered Investment Advisory firm - SEC (4/25/2013 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406

Mailing Address

333 S. Hope St. 55th Fl., Los Angeles, CA 90071

Phone number

(213) 486-9200

Established

California since 05/09/1972

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

911

SEC notice filing (24 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AFD FORM ADV PART 2A (9/26/2025)

Direct owners and executive officers

Name	Position	CRD#
CAPITAL RESEARCH AND MANAGEMENT COMPANY	STOCKHOLDER
AGUILAR, ALBERT JR	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR	5106724
BURTON, RENE MARGARET	TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR	1956766
MCHALE, TIMOTHY WILLIAM	SECRETARY	4244021
O'CONNOR, MATTHEW PHILIP	CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	2427203
PIKEN, KEITH ALAN	SENIOR VICE PRESIDENT, DIRECTOR	2576730
TRIESSL, MICHAEL JAMES	DIRECTOR	3060797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

CRD#: 6247Los Angeles, CA 90071

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