John P. Barton
Professional summary
John Patrick Barton, who also goes by John Patrick Barton Jr., Jp Barton, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2011. John has worked at 6 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Barton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2022 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001September 13, 2021 - September 14, 2022
MUFG SECURITIES AMERICAS INC.
October 29, 2019 - October 27, 2020
PENSERRA SECURITIES, LLC
January 7, 2014 - August 24, 2016
PERSHING LLC
February 15, 2013 - July 18, 2019
BNY MELLON CAPITAL MARKETS, LLC
December 22, 2011 - December 21, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2022)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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