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CRD#: 44542
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MARKETAXESS CORPORATION is located at 55 Hudson Yards 15th Floor, New York, NY 10001 and was first established at New York, Delaware in 09/12/1997. After operating for 28 years, MARKETAXESS CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MARKETAXESS CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. MARKETAXESS CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MARKETAXESS CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MARKETAXESS CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MARKETAXESS CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MARKETAXESS CORPORATION Comes From

Understanding the Statistics for MARKETAXESS CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Firm Size
Medium
Phone Number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at MARKETAXESS CORPORATION

RS

Ryan Steffen

Ryan Atkins Steffen
RR
CRD#: 6352396
Location:
New York, NY 10001
Company:
MARKETAXESS CORPORATION
Disclosures:
Experience:
5 years
View Profile
BF

Bryan Matthew Farrell

RR
CRD#: 6377664
Location:
New York, NY 10001
Company:
MARKETAXESS CORPORATION
Disclosures:
Experience:
10 years
View Profile
TB

Thomas Andrew Baker

RR
CRD#: 6420304
Location:
New York, NY 10001
Company:
MARKETAXESS CORPORATION
Disclosures:
Experience:
11 years
View Profile
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