Ricardo M. Peters
Professional summary
Ricardo Marlon Peters, who also goes by Ricardo M Aberdeen-peters, Ricardo Marlon Aberdeen-peters, Rick Marlon Peters, is a registered financial advisor currently at GUARDIAN FINANCIAL WEALTH MANAGEMENT INC. located in Phoenix, Arizona.
Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ricardo has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ricardo Marlon Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2019 - Present
GUARDIAN FINANCIAL WEALTH MANAGEMENT INC.
August 14, 2019 - December 31, 2019
GUARDIAN FINANCIAL WEALTH MANAGEMENT INC.
April 26, 2016 - October 19, 2018
J.P. MORGAN SECURITIES LLC
October 1, 2012 - October 19, 2018
J.P. MORGAN SECURITIES LLC
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2019)
Exams
Current Firm
GUARDIAN FINANCIAL WEALTH MANAGEMENT INC.
CRD#: 304958 / SEC#:
Contact information
Red Flags
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