Matthew E. Chie
Professional summary
Matthew Earle Chie is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Earle Chie's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2014 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104September 11, 2012 - April 23, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 11, 2012 - April 23, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 27, 2012 - August 20, 2012
ADVANCED EQUITIES, INC.
December 22, 2011 - August 20, 2012
ADVANCED EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2014)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
