Rebecca V. Bromley
Professional summary
Rebecca Vaughn Bromley, who also goes by Becky Aikin, Rebecca Aikin, Becky Bromley, Rebecca Bromley, Rebecca Vaughn Bromley, Becky Vaughn, Rebecca Dianne Vaughn, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Panama City, Florida and TRUIST INVESTMENT SERVICES, INC. located in Panama City, Florida.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Rebecca has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Vaughn Bromley's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 511 W 23rd St, Panama City, FL 32405October 18, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 511 W 23rd St, Panama City, FL 32405November 5, 2019 - May 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2019 - May 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 10, 2018 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2018 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2011 - September 11, 2018
WELLS FARGO CLEARING SERVICES, LLC
November 21, 2011 - September 11, 2018
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2022)
(10/18/2022)
(11/3/2022)
Exams
Series 7TO
Date: 11/28/2018
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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