NM
Nathan A. Manor
HAMILTON MANOR & ASSOCIATES
La Jolla, CA 92037
Some features on this profile are disabled
CRD#: 5985160
NM
Professional summary
Nathan Allen Manor, CFP®, who also goes by Nathan Manor, is a registered financial advisor currently at HAMILTON MANOR & ASSOCIATES located in La Jolla, California and LPL FINANCIAL LLC located in La Jolla, California.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Manor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/10/2014 - HAMILTON & ASSOCIATES/ DBA ONLY/ 100%/ LA JOLLA, CA. 2. 6/14/2018 - HAMILTON & ASSOCIATES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:05/10/2018 - 160 Hours Per Month/160 Hours During Trading - I provide financial planning and consulting services through HAMILTON & ASSOCIATES, an independent investment advisor firm.� I started this business activity in 05/2018.�I expect to spend approximately 160 hours per month on this activity.�Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.�The advisory firm is separate from and independent of LPL Financial. 3. 09/17/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 09/15/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Notary. 4. 12/14/2023 - Hamilton Manor and Associates - Inv Related - At reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 100 Hrs During Trading. 5. 01/22/2024 - Hamilton & Associates DBA Hamilton, Manor and Associates - Inv related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Financial Advisor - Started: 5/10/2018 - 160 Hrs/mo During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Allen Manor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 3, 2018 - Present
HAMILTON MANOR & ASSOCIATES
Office #1: 7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037RIA
CRD#: 155865
La Jolla, CA
Current
February 10, 2014 - Present
LPL FINANCIAL LLC
Office #1: 7979 Ivanhoe Ave, Ste 420, La Jolla, CA 92037RIA
BD
CRD#: 6413
La Jolla, CA
Past
February 10, 2014 - December 13, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 7, 2012 - May 1, 2013
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HM
HAMILTON MANOR & ASSOCIATES
HAMILTON AND ASSOCIATES | KEITH HAMILTON, INC. | HAMILTON, MANOR AND ASSOCIATES | HAMILTON, KEITH | HAMILTON MANOR & ASSOCIATES
CRD#: 155865 / SEC#: 801-113413
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)California
Registered Investment Advisory firm - (8/9/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2021)
RR
Arkansas(11/10/2022)
RR
California(2/10/2014)
IAR
California(5/3/2018)
RR
Colorado(6/30/2022)
RR
Florida(1/4/2021)
RR
Hawaii(1/4/2021)
RR
Idaho(1/4/2021)
RR
Illinois(1/4/2021)
RR
Indiana(1/4/2021)
RR
Kentucky(1/11/2022)
RR
Massachusetts(5/30/2023)
RR
Minnesota(6/17/2025)
RR
Missouri(10/25/2021)
RR
Nevada(1/4/2021)
RR
New Hampshire(1/4/2021)
RR
New Jersey(2/22/2022)
RR
New York(1/4/2021)
RR
North Carolina(1/4/2021)
RR
Ohio(1/11/2022)
RR
Oklahoma(7/28/2022)
RR
Oregon(1/4/2021)
RR
Pennsylvania(1/4/2021)
RR
South Carolina(1/4/2021)
RR
Tennessee(10/12/2023)
RR
Texas(1/4/2021)
RR
Utah(1/4/2021)
RR
Virginia(1/4/2021)
RR
Washington(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HM
HAMILTON MANOR & ASSOCIATES
HAMILTON AND ASSOCIATES | KEITH HAMILTON, INC. | HAMILTON, MANOR AND ASSOCIATES | HAMILTON, KEITH | HAMILTON MANOR & ASSOCIATES
CRD#: 155865 / SEC#: 801-113413
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)California
Registered Investment Advisory firm - (8/9/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7979 Ivanhoe Ave. Ste 420, La Jolla, CA 92037
Mailing Address
Phone number
(858) 551-1040
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 395 |
| AUM (Assets Under Management) | $ 167,303,690 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
