Dwan N. Gross
Professional summary
Dwan N Gross, who also goes by Dwan Nicole Beck, is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Pawnee, Illinois.
Dwan is registered as a RR (Registered Representative) and started their career in finance in 2014. Dwan has worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dwan N Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2014 - Present
BLACK OAK SECURITIES, INC.
Office #1: 707 Carroll Street, Suite C, Pawnee, IL 62558Office #2: 707 Carroll Street, Suite C, Pawnee, IL 62558State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2018)
(2/1/2017)
(2/1/2017)
(2/1/2017)
(2/1/2017)
(2/1/2017)
(5/2/2022)
(4/30/2018)
(10/8/2021)
Exams
FINRA
Current Firm
BLACK OAK SECURITIES, INC.
CRD#: 30889 / SEC#: , 8-45219
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROSS, DWAN N | PRESIDENT & CHIEF COMPLIANCE OFFICER | 5985005 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
