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CRD#: 30889
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BLACK OAK SECURITIES, INC. is located at 707 Carroll Street, Suite C, Pawnee, IL 62558 and was first established at Chicago, Illinois in 09/25/1992. After operating for 33 years, BLACK OAK SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BLACK OAK SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BLACK OAK SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BLACK OAK SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BLACK OAK SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BLACK OAK SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BLACK OAK SECURITIES, INC. Comes From

Understanding the Statistics for BLACK OAK SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
707 Carroll Street, Suite C, Pawnee, IL 62558
Mailing Address
707 Carroll Street, Suite C P.o. Box 590, Pawnee, IL 62558
Firm Size
Small
Phone Number
(217) 498-7876
Established
Illinois since 09/25/1992
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GROSS, DWAN NPRESIDENT & CHIEF COMPLIANCE OFFICER5985005

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BLACK OAK SECURITIES, INC.

GG

Gerald L Garfield

RR
CRD#: 1510972
Location:
Pawnee, IL 62558
Company:
BLACK OAK SECURITIES, INC.
Disclosures:
Experience:
39 years
View Profile
SH

Steven Bernard Harsh

RR
CRD#: 1652439
Location:
Normal, IL
Company:
BLACK OAK SECURITIES, INC.
Disclosures:
Experience:
38 years
View Profile
SR

Stanley Mark Rushford

RR
CRD#: 1772296
Location:
Pekin, IL 61554
Company:
BLACK OAK SECURITIES, INC.
Disclosures:
Experience:
37 years
View Profile
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