Michael I. Hepner

AE WEALTH MANAGEMENT

Fort Lee, NJ 07024

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CRD#: 5984755

Professional summary

Michael I Hepner, CFP® is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Fort Lee, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MICHAEL HEPNER; YES INVESTMENT RELATED; 5380 GRANDE PALM CIR, DELRAY BEACH, FL 33484; INSURANCE SALES; OWNER; START DATE 05/2012; APPOX 40 HRS/MONTH; APPROX 40 HRS/MONTH DURING TRADING. 2.) HEPNER, INC; NO INVESTMENT RELATED; 2125 CENTER AVE, S606, FORT LEE, NJ 07024; INSURANCE SALES; OWNER; START DATE 02/2016; APPOX 120 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING. 3.) LEGACY RETIREMENT ADVISORS INC LEGACY RETIREMENT ADVISORS; YES INVESTMENT RELATED; 2125 CENTER AVE, S606, FORT LEE, NJ 07024; INSURANCE SALES; CO-OWNER; START DATE 09/2014; APPOX 40 HRS/MONTH; APPROX 40 HRS/MONTH DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael I Hepner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 8, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 2125 Center Ave Ste 606, Fort Lee, NJ 07024

RIA

CRD#: 282580

Fort Lee, NJ

Past

March 30, 2017 - January 2, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Fort Lee, NJ

Past

April 7, 2016 - March 28, 2017

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

FORT LEE, NJ

Past

August 11, 2015 - March 30, 2016

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

FORT LEE, NJ

Past

September 8, 2014 - August 3, 2015

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ROSLYN HEIGHTS, NY

Past

August 17, 2012 - September 2, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

JERICHO, NY

Past

August 3, 2012 - September 2, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

JERICHO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/22/2021)

IAR

New Jersey
(1/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/3/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2012

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael I. Hepner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael I Hepner's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

VIRTUE CAPITAL MANAGEMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

QUESTAR CAPITAL CORPORATION

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2012

Series 65

Date: 1/3/2011

SIE

Date: 8/3/2015

Series 7

Date: 8/2/2012

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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