Joseph D. Marrocco
Professional summary
Joseph Dennis Marrocco, CFP®, who also goes by Joseph Denis Marrocco, is a registered financial advisor currently at CW ADVISORS, LLC located in Basking Ridge, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joseph has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Dennis Marrocco's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 9, 2025 - Present
CW ADVISORS, LLC
Office #1: 37 Stonehouse Road, Basking Ridge, NJ 07920-2628August 4, 2017 - March 27, 2025
DELTA FINANCIAL GROUP, INC.
August 18, 2015 - May 5, 2017
STRATEGIC ADVISERS LLC
May 6, 2014 - April 25, 2017
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2025)
Exams
Current Firm
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
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