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David W. Cabel

DESJARDINS SECURITIES INTERNATIONAL
Toronto, Ontario, M5J 2V5
Some features on this profile are disabled
CRD#: 5983651
DC

Professional summary

David William Cabel, who also goes by Bill Cabel, is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .

David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 16, Series 87, Series 86, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Cabel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David William Cabel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2014 - Present

DESJARDINS SECURITIES INTERNATIONAL INC.

Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5
BD
CRD#: 112417
Toronto, Ontario,
Past

October 20, 2011 - August 29, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/28/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 16
Date: 1/28/2015
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 87
Date: 11/8/2011
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 11/3/2011
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 10/19/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/20/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DESJARDINS SECURITIES INTERNATIONAL INC.
3858839 CANADA INC. | DESJARDINS SECURITIES INTERNATIONAL INC. | DESJARDINS SECURITIES INTERNATIONAL INC

CRD#: 112417 / SEC#: , 8-53256

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Mailing Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Phone number
(514) 841-1273
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DESJARDINS SECURITIES INC.SHAREHOLDER
CABEL, DAVID WILLIAMCHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER5983651
CHARETTE, DANNYDIRECTOR, FINOP7285881
LOUDIN, RADEKDIRECTOR, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER5429096

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DESJARDINS SECURITIES INTERNATIONAL INC.

CRD#: 112417Toronto, Ontario, M5J 2V5

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