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KM

Kimberly D. Matisoff

MERIDIAN PLATFORM SECURITIES
WAYNE, PA 19087
Some features on this profile are disabled
CRD#: 5982741
KM

Professional summary

Kimberly Dorman Matisoff, who also goes by Kimberly Rose Dorman, Kimberly Dorman, Kim Dorman, Kim Matisoff, Kimberly D Matisoff, is a registered financial professional currently at MERIDIAN PLATFORM SECURITIES, LLC located in Wayne, Pennsylvania and AREAM ADVISORS LLC located in San Francisco, California.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2015. Kimberly has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Rose Dorman | Kimberly Dorman | Kim Dorman | Kim Matisoff | Kimberly D Matisoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Dorman Matisoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 14, 2021 - Present

MERIDIAN PLATFORM SECURITIES, LLC

Office #1: One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087
BD
CRD#: 287845
WAYNE, PA
Current

May 16, 2023 - Present

AREAM ADVISORS LLC

Office #1: 535 Mission Street Office 1720, San Francisco, CA 94105
BD
CRD#: 318177
San Francisco, CA
Current

May 2, 2024 - Present

TRETE CAPITAL MARKETS, LLC

Office #1: 340 South Main Street, Coalville, UT 84017
BD
CRD#: 311773
COALVILLE, UT
Current

June 20, 2025 - Present

DINARI SECURITIES, LLC

Office #1: 260 Madison Avenue Suite 8051, New York, NY 10016
BD
CRD#: 329672
New York, NY
Past

April 3, 2025 - June 5, 2025

NOMAD INVESTMENT SERVICES

BD
CRD#: 324105
MIAMI BEACH, FL
Past

January 27, 2025 - March 5, 2025

ALDER SECURITIES LLC

BD
CRD#: 326041
GREENWICH, CT
Past

August 22, 2023 - March 5, 2025

ARTA FINANCE

RIA
CRD#: 318714
Scituate, MA
Past

June 5, 2023 - October 18, 2024

UPSIDE MARKETPLACE, LLC

BD
CRD#: 319501
BROOKLYN, NY
Past

March 19, 2019 - September 9, 2021

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

March 13, 2015 - September 9, 2021

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(8/16/2024)
RR
California
(5/30/2023)
RR
Connecticut
(1/6/2025)
RR
District of Columbia
(4/26/2024)
RR
Florida
(3/4/2024)
RR
Illinois
(8/6/2024)
RR
Indiana
(9/11/2024)
RR
Maine
(4/11/2024)
RR
Maryland
(5/13/2024)
RR
Massachusetts
(12/14/2021)
RR
Missouri
(8/16/2024)
RR
Nevada
(8/8/2023)
RR
New Hampshire
(7/11/2024)
RR
New Jersey
(1/22/2025)
RR
New York
(6/20/2023)
RR
Oregon
(11/4/2024)
RR
South Dakota
(1/25/2024)
RR
Texas
(8/1/2023)
RR
Vermont
(4/26/2024)
RR
Washington
(6/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/13/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/10/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DINARI SECURITIES, LLC
DINARI SECURITIES, LLC

CRD#: 329672 / SEC#: , 8-71215

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
260 Madison Avenue Suite 8051, New York, NY 10016
Mailing Address
260 Madison Avenue Suite 8051, New York, NY 10016
Phone number
(610) 844-6952
Established
Delaware since 12/05/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DINARI HOLDINGS, LLCPARENT ENTITY / DIRECT OWNER
BROWN, EVAN MICHAELCEO6563464
HENDERSON, STUART ROBERTPRINCIPAL FINANCIAL OFFICER & FINOP1121476
MATISOFF, KIMBERLY DORMANCHIEF COMPLIANCE OFFICER5982741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DINARI SECURITIES, LLC

CRD#: 329672Wayne, PA 19087

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