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KM

Kimberly D. Matisoff

AREAM ADVISORS
SAN FRANCISCO, CA 94105
CRD#: 5982741
Some features on this profile are disabled
KM
Kimberly Dorman MatisoffAREAM ADVISORS

Professional summary

Kimberly Dorman Matisoff, who also goes by Kimberly Rose Dorman, Kimberly Dorman, Kim Dorman, Kim Matisoff, Kimberly D Matisoff, is a registered financial professional currently at AREAM ADVISORS LLC located in San Francisco, California and TRETE CAPITAL MARKETS, LLC located in Coalville, Utah.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2015. Kimberly has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Rose Dorman | Kimberly Dorman | Kim Dorman | Kim Matisoff | Kimberly D Matisoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Dorman Matisoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2023 - Present

AREAM ADVISORS LLC

Office #1: 625 Market Street Suite 700, San Francisco, CA 94105
BD
CRD#: 318177
SAN FRANCISCO, CA
Current

May 2, 2024 - Present

TRETE CAPITAL MARKETS, LLC

Office #1: 340 South Main Street, Coalville, UT 84017
BD
CRD#: 311773
COALVILLE, UT
Current

June 20, 2025 - Present

DINARI SECURITIES, LLC

Office #1: 260 Madison Avenue Suite 8051, New York, NY 10016
BD
CRD#: 329672
New York, NY
Current

May 6, 2026 - Present

PICTET OVERSEAS INC.

Office #1: 1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5
BD
CRD#: 36500
MONTREAL, QC,
Current

May 8, 2026 - Present

FON CORPORATE FINANCE LLC

Office #1: 2000 Duke Street Suite 321, Arlington, VA 22314
BD
CRD#: 307905
ARLINGTON, VA
Past

April 3, 2025 - June 5, 2025

NOMAD INVESTMENT SERVICES

BD
CRD#: 324105
MIAMI, FL
Past

January 27, 2025 - March 5, 2025

ALDER SECURITIES LLC

BD
CRD#: 326041
GREENWICH, CT
Past

August 22, 2023 - March 5, 2025

ARTA FINANCE

RIA
CRD#: 318714
Scituate, MA
Past

June 5, 2023 - October 18, 2024

UPSIDE MARKETPLACE, LLC

BD
CRD#: 319501
BROOKLYN, NY
Past

December 14, 2021 - May 28, 2026

MERIDIAN PLATFORM SECURITIES, LLC

BD
CRD#: 287845
WAYNE, PA
Past

March 19, 2019 - September 9, 2021

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

March 13, 2015 - September 9, 2021

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/30/2023)
RR
Florida
(3/4/2024)
RR
Illinois
(8/6/2024)
RR
Indiana
(9/11/2024)
RR
Nevada
(8/8/2023)
RR
New Hampshire
(7/11/2024)
RR
New York
(6/20/2023)
RR
Texas
(8/1/2023)
RR
Washington
(6/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/13/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/10/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/2016
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

FC
FON CORPORATE FINANCE LLC
FON CORPORATE FINANCE LLC | FON FINANCIAL SERVICES LLC

CRD#: 307905 / SEC#: , 8-70500

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
2000 Duke Street Suite 321, Arlington, VA 22314
Mailing Address
2000 Duke Street Suite 321, Arlington, VA 22314
Phone number
(202) 780-3820
Established
Delaware since 11/18/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FON HOLDINGS, LLCSOLE OWNER, PARENT
ARORA, VRINDAFINOP7784034
O'HARA, JOHN PATRICKCEO/CCO6186449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FON CORPORATE FINANCE LLC

CRD#: 307905San Francisco, CA 94105

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