Robert L. Nebeker
Professional summary
Robert Lanning Nebeker, who also goes by Lanny Nebeker, Robert L Nebeker, Robert Lanning Nebeker, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Lanning Nebeker's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262May 17, 2017 - December 31, 2018
COMMONWEALTH FINANCIAL NETWORK
May 17, 2017 - December 31, 2018
COMMONWEALTH FINANCIAL NETWORK
May 13, 2016 - May 25, 2017
SIGNATOR INVESTORS, INC.
May 13, 2016 - May 25, 2017
SIGNATOR INVESTORS, INC.
March 20, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 6, 2013 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2019)
(2/8/2019)
(2/13/2019)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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