Steven E. Ulrich
CASSADAY & COMPANY
Mclean, VA 22102
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CRD#: 5982208
Professional summary
Steven Evans Ulrich, CFP® is a registered financial advisor currently at CASSADAY & COMPANY, INC. located in Mclean, Virginia and OSAIC WEALTH, INC. located in Mclean, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BSI, INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2019 ADDRESS: 19785 Crystal Rock Drive, Suite 211, Germantown MD 20874, United States DESCRIPTION: Insurance sales 2. JURS MONTGOMERY POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2019 ADDRESS: 1175 Pittsford-Victor Road, Suite 110, Pittsford NY 14534, United States DESCRIPTION: Insurance sales 3. CASSADAY & CO WEALTH MANAGEMENT, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/28/2017 ADDRESS: 8180 Greensboro Drive, Suite 1180, McLean VA 22102, United States DESCRIPTION: Ongoing investment advice and financial planning for clients. Preparing proposals for prospective clients. 4. STEVEN ULRICH - NOTARY POSITION: Vice President NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/11/2019 ADDRESS: 8180 Greensboro Dr., Suite 1180, McLean VA 22102, United States DESCRIPTION: Notarizing documents for clients 5. POTOMAC CLASSICAL CONSERVATORY POSITION: Treasurer of the board of directors NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2023 ADDRESS: 3510 Cameron Mills Rd., Alexandria VA 22305, United States DESCRIPTION: Acting as a member of the board for a non-profit hybrid school. Activities include reviewing financial reports of the school, discussing the school budget, and voting on board matters. 6. POTOMAC CLASSICAL CONSERVATORY POSITION: Chairman of the Board of Directors NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2023 ADDRESS: 3510 Cameron Mills Rd., Alexandria VA 22305, United States DESCRIPTION: Acting as a member of the board for a non-profit hybrid school. Activities include reviewing financial reports of the school, discussing the school budget, and voting on board matters.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Evans Ulrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 3, 2022 - Present
CASSADAY & COMPANY, INC.
Office #1: 8180 Greensboro Drive Suite 1180, Mclean, VA 22102RIA
CRD#: 317672
Mclean, VA
Current
August 14, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 8180 Greensboro Dr. Suite 1180, Mclean, VA 22102RIA
BD
CRD#: 23131
Mclean, VA
Past
May 23, 2019 - January 4, 2022
CASSADAY & CO INC
RIA
CRD#: 106566
MCLEAN, VA
Past
September 14, 2018 - May 23, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
November 27, 2013 - December 31, 2014
HOMESTEAD ADVISERS CORP.
RIA
CRD#: 109845
ARLINGTON, VA
Past
November 18, 2011 - January 6, 2014
HOMESTEAD FINANCIAL SERVICES CORP.
BD
CRD#: 26643
ARLINGTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/12/2020)
RR
District of Columbia(1/16/2020)
RR
Florida(4/27/2020)
RR
Georgia(4/27/2020)
RR
Indiana(4/27/2020)
RR
Maryland(10/3/2019)
RR
Massachusetts(5/3/2024)
RR
North Carolina(3/4/2021)
RR
Oregon(2/2/2022)
RR
Pennsylvania(3/15/2022)
RR
South Carolina(10/1/2020)
RR
Tennessee(6/9/2021)
RR
Texas(1/21/2022)
RR
Vermont(10/21/2025)
RR
Virginia(9/14/2018)
IAR
Virginia(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8180 Greensboro Drive Suite 1180, Mclean, VA 22102
Mailing Address
Phone number
(703) 506-8200
Established
Firm type
Fiscal year end
# of Employees
84
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,155 |
| AUM (Assets Under Management) | $ 5,982,798,469 |
Red Flags
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