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MH

Meghan C. Hayes

HALO INVESTMENT SERVICES
New York, NY
Some features on this profile are disabled
CRD#: 5982030
MH

Professional summary

Meghan Cathleen Hayes, who also goes by Meghan Hayes, is a registered financial advisor currently at HALO INVESTMENT SERVICES, LLC located in New York, New York and HALO SECURITIES, LLC located in Chicago, Illinois.

Meghan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Meghan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Meghan Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Meghan Cathleen Hayes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

HALO INVESTMENT SERVICES, LLC

RIA
CRD#: 325613
New York, NY
Current

August 24, 2020 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606
BD
CRD#: 279029
Chicago, IL
Past

December 2, 2019 - May 29, 2020

WILLOW WEALTH MARKETS LLC

BD
CRD#: 172295
NEW YORK, NY
Past

September 14, 2017 - November 5, 2019

BARON CAPITAL, INC.

BD
CRD#: 10538
NEW YORK, NY
Past

April 5, 2017 - July 27, 2017

CAREY FINANCIAL, LLC

BD
CRD#: 15246
NEW YORK, NY
Past

April 5, 2013 - March 21, 2017

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/15/2025)
RR
Maine
(1/15/2025)
RR
Massachusetts
(1/15/2025)
RR
New Hampshire
(1/15/2025)
RR
New Jersey
(1/15/2025)
RR
New York
(8/24/2020)
IAR
New York
(1/28/2026)
RR
Rhode Island
(1/15/2025)
RR
Vermont
(1/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/21/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
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Contact information

Main Address
1129 Northern Blvd. Suite 404, Manhasset, NY 11030
Mailing Address
Phone number
(312) 586-2790
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HALO INVESTMENT SERVICES ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 32,613,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALO INVESTMENT SERVICES, LLC

CRD#: 325613New York, NY

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