Sherman M. Ethridge
Professional summary
Sherman Malcolm Ethridge, CFP®, who also goes by Malcolm Ethridge, Sherman M Ethridge, Sherman Malcolm Ethridge, is a registered financial advisor currently at CAPITAL AREA PLANNING GROUP located in Washington, District Of Columbia.
Sherman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sherman has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sherman Malcolm Ethridge's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
October 17, 2024 - Present
CAPITAL AREA PLANNING GROUP
Office #1: 1255 Union Street Ne 7th Floor, Washington, DC 20002May 15, 2019 - December 31, 2024
CIC WEALTH, LLC
January 15, 2016 - May 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 15, 2016 - May 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2011 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 2011 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2025)
(6/20/2025)
(10/17/2024)
Exams
Current Firm
CAPITAL AREA PLANNING GROUP
CRD#: 333056 / SEC#: 801-131246
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 46,073,577 |
Red Flags
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