DR
Darren M. Raih
CETERA INVESTMENT ADVISERS LLC
SIOUX CENTER, IA 51250
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CRD#: 5981378
DR
Professional summary
Darren Mark Raih, CFP®, who also goes by Darren Raih, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sioux Center, Iowa and CETERA INVESTMENT SERVICES LLC located in Sioux Center, Iowa.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Darren has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darren Raih
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)KIWANIS MEMBER, SIOUX CENTER CHAMBER- BOTH ARE 1/2 HR WEEK/0 COMPENSATION, COMMUNITY SERVICE. 2.)BOARD MEMBER OF SIOUX CENTER CHRISTIAN SCHOOL; HELPING CREATE A PLAN FOR FOUNDATION'S GROWTH, HELPING CREATE AN INVESTMENT POLICY STATEMENT WITH ASSET ALLOCATION GUIDELINES; WILL NOT MAKE INVESTMENT DECISIONS OR PLACE OR HANDLE SPECIFIC SECURITIES TRANSACTIONS OR RECOMMNED SPECIFIC SECURITIES. 3.) HOMESTEAD BOARD MEMBER. HELP PLAN FOR SIOUX CENTER LOW INCOME HOUSING. 4.) DEFENDER CAPITAL MANAGEMENT, BOARD MEMBER, 1/HR/WK
CRS (Client Relationship Summary) - RIA
Click below to view Darren Mark Raih's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 1, 2016 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 675 N Main Ave, Sioux Center, IA 51250RIA
CRD#: 105644
SIOUX CENTER, IA
Current
July 3, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 675 N Main Ave, Sioux Center, IA 51250BD
CRD#: 15340
Sioux Center, IA
Past
May 13, 2013 - May 7, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
October 26, 2011 - July 27, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/29/2017)
RR
Arkansas(4/16/2021)
RR
California(1/9/2015)
RR
Colorado(1/4/2016)
RR
Florida(8/1/2017)
RR
Georgia(1/4/2016)
RR
Illinois(1/4/2016)
RR
Indiana(10/16/2019)
RR
Iowa(7/3/2014)
IAR
Iowa(9/1/2016)
RR
Michigan(1/4/2016)
RR
Minnesota(9/16/2014)
RR
Mississippi(10/8/2020)
RR
Missouri(7/6/2020)
RR
Nebraska(8/24/2015)
RR
South Carolina(5/14/2019)
RR
South Dakota(9/16/2014)
RR
Texas(7/5/2017)
IAR
Texas(1/18/2023)
RR
Wisconsin(1/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
