Sameer Agarwal

UTI INVESTMENTS AMERICA LIMITED

New York, NY 10020

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CRD#: 5980914

Professional summary

Sameer Agarwal is a registered financial advisor currently at UTI INVESTMENTS AMERICA LIMITED located in New York, New York.

Sameer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Sameer has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sameer Agarwal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

UTI INVESTMENTS AMERICA LIMITED

Office #1: 1 Rockefeller Plaza Suite 2330, New York, NY 10020

RIA

CRD#: 330110

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UTI INVESTMENTS AMERICA LIMITED

CRD#: 330110 / SEC#: 801-129655

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

UTI INVESTMENTS AMERICA LIMITED

CRD#: 330110 / SEC#: 801-129655

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

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Contact information

Main Address

Kingsway House Havilland Street, St Peter Port, GY1 2QE

Mailing Address

Phone number

(658) 499-0103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

UTI INVESTMENTS AMERICA LIMITED (4/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sameer Agarwal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sameer Agarwal's CRS (Customer Relationship Summary).

Certified licenses

Experience

UTI INVESTMENTS AMERICA LIMITED

Primary Firm SEC Registration

UTI INVESTMENTS AMERICA LIMITED

State Registrations and Notice Filings

Exams

Current Firm

UTI INVESTMENTS AMERICA LIMITED

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

UTI INVESTMENTS AMERICA LIMITED

TRUST BUT VERIFY

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