JC
Joshua L. Curtis
TLG ADVISORS
Lincoln, NE 68516
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CRD#: 5980847
JC
Professional summary
Joshua Lee Curtis is a registered financial advisor currently at TLG ADVISORS, INC. located in Lincoln, Nebraska and THE LEADERS GROUP, INC. located in Lincoln, Nebraska.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) JOSHUA CURTIS - 12/1/2015 - 2935 Pine Lake Road, Suite I, Lincoln, NE 68516 - Insurance agent, fixed life, LTC and disability insurance sales for various carriers, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) CLARITY FINANCIAL (DBA FOR FINANCIAL SERVICES) - 1/1/2016 - 2935 Pine Lake Road, Suite I, Lincoln, NE 68516 - Representative, Sale of fixed and variable life, mutual funds, variable annuities, index annuities, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) PORTFOLIO WATERFALL MEMBER RESOURCES - 2935 Pine Lake Road, Suite I, Lincoln, NE 68516 - 10/20/2020, Creator of the Portfolio Waterfall strategy, selling Portfolio Waterfall? resources to financial professional/financial firms & creating resources to help financial professionals implement the Portfolio Waterfall websites/apps/marketing resources, invt related, 10 hrs/mo; 2 hrs/mo (during trading hrs). 4) TLG ADVISORS INC - 7/13/2021 - 475 Springfield Ave., Suite 1, Summit, NJ 07901 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 5) GESTALT FINANCIAL GROUP - 10/1/2023 - 2935 Pine Lake Rd. Suite i, Lincoln, NE 68516 - Managing Member, Oversee product distribution and resource development, Not Invt Rel, 40 hrs/mo; 3 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Lee Curtis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2021 - Present
TLG ADVISORS, INC.
Office #1: 2935 Pine Lake Road, Suite I, Lincoln, NE 68516RIA
CRD#: 111052
Lincoln, NE
Current
January 2, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 2935 Pine Lake Road, Suite I, Lincoln, NE 68516BD
CRD#: 37157
Lincoln, NE
Past
December 14, 2015 - December 31, 2017
CETERA ADVISORS LLC
BD
CRD#: 10299
GERING, NE
Past
February 23, 2012 - December 23, 2015
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Scottsbluff, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/21/2024)
RR
Colorado(1/2/2018)
RR
Connecticut(9/3/2024)
RR
Georgia(7/21/2020)
RR
Iowa(12/2/2022)
RR
Missouri(1/3/2022)
RR
Nebraska(1/2/2018)
IAR
Nebraska(7/14/2021)
RR
Nevada(10/20/2020)
RR
South Carolina(6/20/2023)
RR
South Dakota(1/7/2020)
RR
Texas(11/5/2025)
RR
Utah(4/30/2021)
RR
Washington(4/15/2021)
RR
Wyoming(2/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Lincoln, NE 68516TRUST BUT VERIFY
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