Joseph J. Punio

VIVUTO

Washington, DC 20036

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CRD#: 5980594

Professional summary

Joseph Jeremane Punio, who also goes by Joe Punio, Joseph Punio, is a registered financial advisor currently at VIVUTO, LLC located in Washington, District Of Columbia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Punio | Joseph Punio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jeremane Punio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2020 - Present

VIVUTO, LLC

Office #1: 1050 Connecticut Avenue Nw Suite 500, Washington, DC 20036

RIA

CRD#: 300385

Washington, DC

Past

April 17, 2019 - December 31, 2019

VIVUTO, LLC

RIA

CRD#: 300385

Las Vegas, NV

Past

August 7, 2015 - October 2, 2018

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

July 24, 2015 - October 2, 2018

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Past

December 18, 2013 - May 29, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BETHESDA, MD

Past

December 18, 2013 - May 29, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BETHESDA, MD

Past

December 21, 2012 - August 20, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT LAUDERDALE, FL

Past

December 21, 2012 - August 20, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

May 29, 2012 - November 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VIENNA, VA

Past

April 2, 2012 - November 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(5/1/2020)

IAR

Maryland
(5/6/2020)

IAR

Nevada
(8/24/2020)

IAR

Virginia
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2012

General Securities Representative Examination

Current Firm

VIVUTO, LLC

CRD#: 300385 / SEC#:

District of Columbia

Registered Investment Advisory firm - (5/1/2020 Approved)

Maryland

Registered Investment Advisory firm - (5/5/2020 Approved)

Nevada

Registered Investment Advisory firm - (8/24/2020 Approved)

Virginia

Registered Investment Advisory firm - (3/19/2024 Approved)

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Contact information

Main Address

1050 Connecticut Avenue Nw Suite 500, Washington, DC 20036

Mailing Address

Phone number

(202) 909-0874

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 8,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Punio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jeremane Punio's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIVUTO, LLC

MORGAN STANLEY

MORGAN STANLEY

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2012

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2012

Current Firm

VIVUTO, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VIVUTO, LLC

TRUST BUT VERIFY

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