Austin T. Mcelroy
Professional summary
Austin Taylor Mcelroy, who also goes by Austin T Mcelroy, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in North Chesterfield, Virginia and TRUIST INVESTMENT SERVICES, INC. located in North Chesterfield, Virginia.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Austin has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Austin Taylor Mcelroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1500 Koger Center Blvd, North Chesterfield, VA 23235October 19, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1500 Koger Center Blvd, North Chesterfield, VA 23235November 10, 2016 - March 2, 2018
TRUIST ADVISORY SERVICES, INC.
December 21, 2015 - March 2, 2018
TRUIST INVESTMENT SERVICES, INC.
November 2, 2011 - December 22, 2015
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2018)
(10/19/2018)
(10/19/2018)
(10/19/2018)
Exams
Series 7TO
Date: 6/30/2025
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390North Chesterfield, VA 23235TRUST BUT VERIFY
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