Grant S. Sims
TFO WEALTH PARTNERS
Maumee, OH 43537
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CRD#: 5980235
Professional summary
Grant S Sims, CFP® is a registered financial advisor currently at TFO WEALTH PARTNERS located in Maumee, Ohio.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Grant has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent insurance agent; not investment-related; started 10/2013; zero hours per month, zero hours during securities trading hours. 2) VANBRIDGE LIFE AND EXECUTIVE BENEFITS / INVESTMENT RELATED / 1440 ARROWHEAD DRIVE, MAUMEE, OH 43537 / INDEPENDENT LIFE, HEALTH INSURANCE SELLING LIFE, DISABILITY, FIXED ANNUITIES, ACCIDENT, HEALTH, AND LONG-TERM CARE INSURANCE / LICENSED INSURANCE AGENT / DUTIES: INSURANCE SALES; 1-5 HOURS MONTHLY WITH 0 HOURS DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Grant S Sims's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 12, 2022 - Present
TFO WEALTH PARTNERS
Office #1: 1440 Arrowhead Drive, Maumee, OH 43537RIA
CRD#: 124407
Maumee, OH
Past
March 4, 2016 - March 30, 2022
MUNN WEALTH MANAGEMENT, LLC
RIA
CRD#: 174414
MAUMEE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY
CRD#: 124407 / SEC#: 801-62074
RIA
Registered Investment Advisory firm - (5/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/12/2022)
Exams
Current Firm
TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY
CRD#: 124407 / SEC#: 801-62074
RIA
Registered Investment Advisory firm - (5/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1440 Arrowhead Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 891-9999
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,141 |
| AUM (Assets Under Management) | $ 4,852,786,561 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/21/2023 | ||
| 02/27/2023 |
Red Flags
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Company Information
TFO WEALTH PARTNERS
CRD#: 124407Maumee, OH 43537TRUST BUT VERIFY
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