Elena M. Brown
Professional summary
Elena Marie Brown is a registered financial professional currently at SIGULER GUFF GLOBAL MARKETS, LLC located in New York, New York.
Elena is registered as a RR (Registered Representative) and started their career in finance in 2012. Elena has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elena Marie Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2024 - Present
SIGULER GUFF GLOBAL MARKETS, LLC
Office #1: 200 Park Avenue 14th Floor, New York, NY, 10166March 10, 2015 - May 27, 2015
EATON VANCE DISTRIBUTORS, INC.
May 4, 2012 - October 1, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/22/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
(3/21/2024)
Exams
Series 7TO
Date: 12/11/2023
General Securities Representative ExaminationFINRA
Current Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
