Gregory Allen Arender
Professional Summary
Gregory Allen Arender was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2011 - 2012. Gregory had worked at 1 firm and has passed the Series 28 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ABEL FINANCIAL | WEALTH MANAGEMENT ADVISORS | VALTA INC | U.S. WEALTH ADVISORS, INC. | TRUSTMARK FINANCIAL SERVICES | THE FOCUS GROUP ADVISORS | STRATEGIC FINANCIAL SOLUTIONS, INC. | SNIDER WEALTH MANAGEMENT | NORTHSTAR BROKERAGE | MYLER FINANCIAL PLANNING | MIKE HENRY & ASSOCIATES | MICELI CASTELLON | LIGHTHOUSE FINANCIAL GROUP | LEGACY WEALTH ADVISORS | KNIGHTSBRIDGE GROUP, LLC | IDEAL LIFE ADVISORS | HORIZON ADVISORS | COUR FINANCIAL LLC | CORNERSTONE FINANCIAL ADVISORS | CORNERSTOME FINANCIAL SERVICES, INC. | CAMBRIDGE LEGACY SECURITIES L.L.C. | BREEDLOVE FINANCIAL
Contact Information
Established
Delaware since 09/09/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
8Civil Event
1Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2011About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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