Li Huo
Professional summary
Li Huo is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Flushing, New York and NYLIFE SECURITIES LLC located in Flushing, New York.
Li is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Li has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Li Huo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 136-20 38th Ave 12th Floor, Flushing, NY 11354January 14, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 136-20 38th ave 12th Floor, Flushing, NY 11354Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2018)
(4/3/2013)
(2/26/2024)
(6/9/2025)
(8/4/2020)
(3/20/2020)
(4/1/2013)
(2/26/2024)
(4/19/2021)
(1/14/2025)
(1/28/2025)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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